This Financial Services Guide (FSG) is an important document that we are required to give you as a provider of financial services. The purpose of this FSG is to inform you of certain matters relating to our relationship, prior to providing you with a financial service.
The matters covered in this FSG include:
Whenever we provide you with advice which takes into account your objectives, needs and financial situation, you are entitled to receive a Statement of Advice (SoA).
The SoA will contain the advice, the basis on which the advice has been given and other information relating to fees, commissions and factors which may have influenced the provision of the advice.
Your Financial Advisor will always provide further advice to you in writing.
Should you require a copy of that further advice, you can request the record of the advice by contacting us by mail, phone or email within 7 years of the date your Financial Advisor gave the further advice to you.
Whenever we give you advice about the acquisition of a particular financial product (other than securities) or offer to arrange the issue of a financial product, we must provide you with a Product Disclosure Statement (PDS) relating to that particular financial product. The PDS contains important information that is necessary for you to make an educated and informed decision.
With your agreement, PDS documents may be provided to you electronically via email or CD. Alternatively, a hard copy can be provided upon request.
Your Financial Advisor is a representative of Equiti Financial Services Pty Ltd (Equiti).
If you do not wish to obtain advice, you face the risk that the financial product/s you select will not fully take into account your objectives, or financial situation.
If you do not wish to receive our advice, we may deal on your behalf by carrying out your instructions.
Equiti Financial Services Pty Ltd ABN 20 120 384 474 is the holder of an Australian Financial Services Pty Ltd Licence No. 328681 and is responsible for the advice and all financial services provided. Equiti is also responsible for the distribution of this FSG.
Equiti is not owned or operated by any institution. Equiti, Equiti Group Pty Ltd, Equiti Finance Pty Ltd, Equiti Legal Pty Ltd, Equiti Property Pty Ltd, Equiti Funds Management Pty Ltd and Equiti Capital Limited have common directorship and/or ownership.
Equiti may recommend funds managed by our associate companies Equiti Funds Management Pty Ltd and Equiti Capital Limited.